Sr. Registered Client Associate (Walnut Creek)

  • Address:Walnut Creek, CA 94595 (map)
  • Date Posted:08/30/16
  • Job Type:Full-time
  • Description:
  • Wealth Management (WM): Wealth Management business is a leading provider of financial services to high-net worth clients through Wells Fargo Private Bank, and to the affluent segment through partnerships between Wealth Brokerage Services and the Community Bank. In Wealth Management, clients are provided with a complete range of solutions to help them manage, preserve and transfer their wealth.Assists financial consultants and financial advisors by providing sales and servicing support.Utilizes past experience as a registered brokerage associate to anticipate and proactively seek resolutions to client problems.Demonstrates seasoned judgment by handling difficult clients with a high degree of professionalism.Duties may include: opening accounts and processing paperwork;working with internal departments and/or directly with the client in solving service/operational issues,answering or providing information regarding procedural/sales questions, and processing client service requests (address changes, statement copies, etc.);processing the movement of funds and equities;scheduling appointments for new and existing clients;monitoring and tracking referrals and sales results;#WIMINDEEDRequired QualificationsSuccessfully completed FINRA Series 7 and 63 or 7 and 66 exams to qualify for immediate registration (or FINRA recognized equivalents)5+ years of brokerage sales support experienceDesired QualificationsClient service focus with the ability to respond to requests in a timely mannerStrong analytical skills with high attention to detail and accuracyStrong organizational, multi tasking, and prioritizing skillsGood verbal, written, and interpersonal communication skillsJob ExpectationsDesignated insurance license requirements must be completed within 120 days of hire date. Compliance with state law requirements is required.Obtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition state registration, specific product licenses or SAFE licensing may apply. Additional requirements include meeting enhanced financial fitness and criminal background standards. Wells Fargo will initiate the FINRA review process at the time of offer acceptance.DisclaimerAll offers for employment with Wells Fargo are contingent upon the candidate having successfully completed a criminal background check. Wells Fargo will consider qualified candidates with criminal histories in a manner consistent with the requirements of applicable local, state and Federal law, including Section 19 of the Federal Deposit Insurance Act.Relevant military experience is considered for veterans and transitioning service men and women.Wells Fargo is an Affirmative Action and Equal Opportunity Employer, Minority/Female/Disabled/Veteran/Gender Identity/Sexual Orientation. Visit and search by Job ID # 5265366 to apply. 
Ad ID: 45815967
  • Posted by: Ad Partner | View all ads
  • Profile: Active since 08/2016
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